What are the responsibilities and job description for the Independent Advisor position at Pop-Up Talent?
Independent Advisor
USA Remote (Nationwide)
- Compensation: Commission-based
Join a fast-growing team and receive the support you need to deliver exceptional client experiences and grow your practice. An Independent Firm through LPL Financial is committed to putting our clients first. Navigating the complexities of running a business while engaging the clients in your practice can be difficult. That's why our dedicated team is driven to provide you support, key collaboration and assistance to help you grow.
THE FOLLOWING ARE OPTIONAL SERVICES PROVIDED AND PAID FOR BY GRADEPOINT FINANCIAL. SERVICES CAN CHANGE BASED ON ADVISOR AND GRADEPOINT SERVICE MODEL NEGOTIATIONS.
TRANSITION SUPPORT
- Onboarding guidance
- Transition Announcement
- Client communication strategy
- Create personalized LPL brochure
- Send/maintain record of Client
- 2273 Client Onboarding Packet
- Create Client Profile in all systems Send Paperwork
- Monitor money movement
- Complete trades
PRACTICE MANAGEMENT
- Paperwork completion
- Transaction management
- Ongoing cash management
- Account trading
- Existing client scheduling
- Household grouping in tools
- NIGO management
- Case management
- Annuity order entry
- Advisory model rebalancing
- Life Insurance Underwriting
TECHNOLOGY
- Financial planning tool
- CRM
- Client scheduling tool
- Life Insurance calculator
- Life Insurance quoting
- Tax planning tool
- Cloud storage system
COMPLIANCE
- Compliance Fees
- OSJ Compliance
- Supervisory principals
- Branch office setup
- Branch office audit preparation
- Social Media monitoring guidance
- Client communication monitoring
- Annuity affiliations
- Send required
- Send required Client notifications
- CE reminders
PRACTICE GROWTH
- Wholesaler Introductions
- Strategize on local opportunities
- Qualified leads
- Brand building support
- Training & best practices
- Local retirement plan partnerships
- Networking opportunities
- Annual Gradepoint Conference
CLIENT SERVICE
- Setup client online account
- Update Bene/Trusted Contact
- Add ACH
- Setup RMD distributions
- Internal service support team
- Complete client profile w/ client
- Statement request
- Other carrier calls
We are an equal opportunity employer, and we are an organization that values diversity. We welcome applications from all qualified candidates, including minorities and persons with disabilities.
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