What are the responsibilities and job description for the Financial Advisor - Experienced position at Principal?
Unlock greater possibilities in your career as a seasoned financial advisor. - Don't let your practice be limited - partner with Principal® for the freedom to expand your business on your terms.
Competitive grid, administrative support, and transitional allowance are provided for you.
Compensation:$100,000 at plan yearly
Responsibilities:- Conduct comprehensive financial reviews with clients to assess their current financial situation and develop personalized financial plans.
- Monitor and analyze financial market trends to provide clients with up-to-date investment advice and recommendations.
- Execute trades on behalf of clients and ensure compliance with all regulatory requirements and company policies.
- Cultivate and maintain strong client relationships through regular communication and providing exceptional customer service.
- Continuously expand knowledge of financial products and services to better serve clients and stay competitive in the industry.
- A passion for bettering clients’ financial lives.
- Minimum of five years of work experience with at least two years of experience with financial products, such as life insurance, disability insurance, annuities, mutual funds, and 401(k) plans.
- Life and health insurance licenses.
- A willingness to obtain FINRA securities registration (Series 6 or 7; and Series 63 as required by state).
- A background check that includes satisfactory regulatory, criminal, and financial standing.
You’ll be part of the nationwide affiliated group of financial professionals who work with the Principal Financial Group® and have the autonomy to expand your practice on your terms. Principal is a leader in solutions for small and midsized businesses retirement, benefits, and business protection as well as in investments and asset management.
Because your business is unique, we offer multiple ways to affiliate and options for benefits and teaming models. All with the same resources and support. Our level of affiliated channel support comes with a payout that resembles an independent model.
While we help companies offer great benefits, we do the same for you … and it’s more than the standard compensation and benefits you’d expect.
Salary : $100,000
