What are the responsibilities and job description for the Audit Supervisor position at ProKatchers LLC?
Job Title : Audit Supervisor
Location : New York, NY 10036
Duration : Full time
Job Description:
Responsibilities:
• Responsible for executing multiple areas of test work during audit activities.
• Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring.
• Independently execute audit test work on assigned audits in a timely manner and with high quality.
• Identify control deficiencies, discusses with line management and initiates control matter recommendations in assigned test areas.
Required Qualifications:
- 4 years’ compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes.
- Working knowledge of Global Markets with a focus on market conduct risk related supervision and trade surveillance
Salary : $110,000 - $140,000
