What are the responsibilities and job description for the Lead Operations Strategist for Digital Asset Securities position at Prometheum?
Chief Operations Officer (Prometheum ATS)
The Chief Operations Officer will oversee the day-to-day operations of Prometheum ATS, including risk management, trade processing and reporting, trade support, reconciliations, and month-end reporting. This role requires a deep understanding of financial technology, operational processing, cross-asset class, custody, and regulatory requirements.
About Us:
Prometheum is a fintech company that leverages its expertise in securities law, blockchain, and trading to create a compliant ecosystem for digital asset securities. Our team has built multiple broker-dealers and a large technology stack, traversing novel areas and requiring excellent problem-solving skills.
Role Responsibilities:
- Oversee the implementation, configuration, and ongoing management of the ATS platform to ensure smooth and compliant operations.
- Develop and analyze intraday reports to monitor trading activity ensuring proper order handling and regulatory compliance.
- Collaborate with the Front Office to establish best practices, streamline operations, increase automation, and strengthen control frameworks.
- Partner with compliance, finance, legal, and technology to ensure that all operational processes and procedures meet or exceed regulatory requirements.
- Develops and identifies operational opportunities, systems, controls, procedures for improvement.
- Partner with internal leaders to onboard registered and exempt securities.
- Assist with responses to FINRA and SEC requests.
Qualifications:
- Minimum 15 years of broker-dealer operations experience, including experience with an electronic trading system (ATS) or exchange.
- In-depth understanding of the financial services industry, including financial technology, operational processing, cross-asset class, custody, and regulatory requirements.
- Demonstrated leadership ability along with a history of promoting process improvements.
- Bachelor's Degree, Series 7 and 24 required.
- Experience working in finance, specifically digital asset securities.
- A thorough knowledge of the U.S. and international securities markets.
- Sharp analytical skills including the ability to synthesize quantitative and qualitative data for decision making.
- Strong written and verbal communication skills.
Estimated Salary Range: $300,000 - $400,000 per year.
The Chief Operations Officer will oversee the day-to-day operations of Prometheum ATS, including risk management, trade processing and reporting, trade support, reconciliations, and month-end reporting. This role requires a deep understanding of financial technology, operational processing, cross-asset class, custody, and regulatory requirements.
About Us:
Prometheum is a fintech company that leverages its expertise in securities law, blockchain, and trading to create a compliant ecosystem for digital asset securities. Our team has built multiple broker-dealers and a large technology stack, traversing novel areas and requiring excellent problem-solving skills.
Role Responsibilities:
- Oversee the implementation, configuration, and ongoing management of the ATS platform to ensure smooth and compliant operations.
- Develop and analyze intraday reports to monitor trading activity ensuring proper order handling and regulatory compliance.
- Collaborate with the Front Office to establish best practices, streamline operations, increase automation, and strengthen control frameworks.
- Partner with compliance, finance, legal, and technology to ensure that all operational processes and procedures meet or exceed regulatory requirements.
- Develops and identifies operational opportunities, systems, controls, procedures for improvement.
- Partner with internal leaders to onboard registered and exempt securities.
- Assist with responses to FINRA and SEC requests.
Qualifications:
- Minimum 15 years of broker-dealer operations experience, including experience with an electronic trading system (ATS) or exchange.
- In-depth understanding of the financial services industry, including financial technology, operational processing, cross-asset class, custody, and regulatory requirements.
- Demonstrated leadership ability along with a history of promoting process improvements.
- Bachelor's Degree, Series 7 and 24 required.
- Experience working in finance, specifically digital asset securities.
- A thorough knowledge of the U.S. and international securities markets.
- Sharp analytical skills including the ability to synthesize quantitative and qualitative data for decision making.
- Strong written and verbal communication skills.
Estimated Salary Range: $300,000 - $400,000 per year.
Salary : $300,000 - $400,000
