First Line Monitoring and Risk Control Partner

EMPLOYER: Rabo Diversified Services LLC

JOBTITLE: VP - First Line Monitoring & Risk Control Partner

LOCATION: 14767 N. Outer 40 Road, Suite 400, Chesterfield, MO 63017

OPENINGS: 1

DUTIES: Position will be responsible for supporting the COO domain and specifically the Office of the COO and CPO departments, with managing their risks and controls in a productive and effective manner and ensuring that there is sufficient overall risk awareness within the domain, aligning with the three LoR model, this is a leading position for all first line risk activities; coordinate the domain RCA to ensure that they are in compliance with regulatory and global risk & control standards from a first line perspective; support the dynamic risk assessment process by preparing annual risk and control self-assessments with domain; maintain awareness of business activity in their domain and department, especially activity that could change to the risk profile of the group; monitor Key Risk Indicators (KRIs) and Key Control Indicators (KCIs), including acting on KRI breaches; perform Archer administration of finding/action plan inputs and updates, registrations of incidents, and updating of risk and controls; facilitate timely reporting of Operational Risk Incidents in the RCF tool; support the investigation of Operational Risk Incidents (ORIs), root cause analysis, and developing necessary corrective actions; maintain a complete and accurate inventory of end-user computing tools and coordinating attestations within the OCOO department and the COO domain; prepare Data Quality Reports and coordinating Control Self-Assessments (CSAs) that are completed timely in accordance with the bank’s procedures; perform validations of CSAs completed by other departments; participate in the In Control meeting (Risk and Control Review meeting) with relevant stakeholders to proactively inform Senior Management on potential areas of risk/concern; prepare RCF reporting to Regional Control Manager and Sr. Management; assess internal and external operational risks as well as formulating business cases, best practices, and lessons learned; and design and execute control testing and monitoring as part of the risk control framework at an operationally effective level. Domestic (U.S.) travel required up to 10%. Telecommuting permitted up to 60%.

REQUIREMENTS: Bachelor’s degree (or foreign equivalent) in Business Administration, Economics, Finance or a related field plus eight (8) years of progressive post-baccalaureate work experience in the job offered or in a VP - First Line Monitoring & Risk Control Partner-related occupation. Alternatively, employer will accept a Master’s degree (or foreign equivalent) in Business Administration, Economics, Finance or a related field plus four (4) years of work experience in the job offered or in a VP - First Line Monitoring & Risk Control Partner-related occupation. Must include the following:

• Certification of audit or risk management qualifications in Information Technology and Information Security controls such as CISA (Certified Information Systems Auditor), CRISC (Certified in Risk and Information Systems Control), CIA (Certified Internal Auditor), or CRMA (Certificate in Risk Management Assurance).

Experience must also include the following:

• Demonstrable proficiency in the areas of risk and control, and knowledge of the risk control framework;
• Demonstrable ability to design, build and implement risk control framework at an operationally effective level across departments in a large or medium scale organization in a complex environment;
• Demonstrable experience assessing internal & external operational risks, and able to formulate business cases, best practices and lessons learned;
• Demonstrable experience in a risk control function such as risk control manager, Internal Audit, or First Line of Defense;
• Demonstrable experience with a Risk Control/Management Framework (RCF/RMF) and an Enterprise Governance Risk and Compliance (EGRC) platform, such as RSA Archer or similar;
• Demonstrable understanding of the regulatory environment and issues which may affect the control monitoring and testing program;
• Demonstrable proficiency in control monitoring, control testing, and control assurance; and,
• Demonstrable experience in creating and presenting information and reporting, and educating across skill sets and hierarchy, including senior management, executives, and regulators.

Domestic (U.S.) travel required up to 10%. Telecommuting permitted up to 60%.

CONTACT: How to apply: please send resume via e-mail to Sharee Duggan at fm.am.recruiters@rabobank.com referencing requisition# JR_00121723.