What are the responsibilities and job description for the Internal Audit Analyst- Capital Markets position at RBC Capital Markets, LLC?
Job Summary
Job Description
What is the Opportunity?
As an Internal Audit Analyst-Capital Markets, you will provide coverage support for multiple businesses within RBC Capital Markets US primarily performing internal audit projects in a team-based environment to assess the effectiveness of internal controls and compliance with governmental regulations and may be asked to support continuous risk monitoring activities.
What will you do?
Support internal audit coverage of the Capital Markets U.S. business with specialization of one or more underlying business units.
Work in a team-based environment performing detailed audit steps including walkthroughs, sampling, design assessments and operational effectiveness testing of key controls.
Ensure audits steps adhere to RBC internal audit methodology and the Institute of Internal Auditors Professional Practices Framework.
Identify high value audit observations and working with audit management to communicate and gain agreement with audit stakeholders.
Document findings and assess general impact on potential consequences of recommendations.
Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
Ensure appropriate working paper evidence of findings is maintained.
Support continuous monitoring activities including reviewing relevant data and attending meetings with key stakeholders.
Support other internal Audit groups in execution of their audit plans as necessary.
What do you need to succeed?
Required
University degree (preferably in a related field such as accounting or finance).
Proven ability to produce well written work products and effective communication along with value added observations/recommendations.
Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations.
Proficient time management, organizational, and project management skills with ability to pivot when working on multiple deliverables with tight deadlines.
Nice to have:
Experience in financial services internal audit (preferably Banking).
Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX).
Understanding of Data Analytics, data visualization and reporting.
Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment.
Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications.
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Opportunities to building close relationships with clients
The good-faith expected salary range for the above position is $65,000-$105,000 depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs.This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
Drives RBC's high performance culture
Enables collective achievement of our strategic goals
Generates sustainable shareholder returns and above market shareholder value
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Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-OrientedAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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Salary : $65,000 - $105,000
