What are the responsibilities and job description for the Internal Audit Analyst- RBC Bank position at RBC Capital Markets, LLC?
Job Summary
Job Description
What is the opportunity?
Join us as an Internal Audit Analyst, RBC Bank position supporting Compliance and Risk Management. RBC Bank is a subsidiary of Royal Bank of Canada in the United States and provides cross-border banking advice and solutions for Canadians in the U.S.
What will you do?
- Support internal audit coverage for RBC Bank's 2nd Line of defense functions (i.e. Compliance and Risk Management) and Functions (e.g., Marketing, HR, Project Management etc.).
- Work in a team-based environment with other functional teams as an auditor under the guidance of leadership of other senior team members.
- Assist the Audit Leads in drafting the audit plan that ensures adequate coverage of all risks to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.
- Support the execution of the audit plan and ensure effective audit practices for traditional and continuous audits.
- Identify high value audit observations, communicate, and gain agreement with both audit leadership and audit stakeholders.
- Document findings and assess general impact on potential consequences of recommendations.
- Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
- Ensure appropriate working paper evidence of findings is maintained.
- Support continuous monitoring activities including reviewing relevant data and meeting with key stakeholders to provide ongoing risk assessments.
- Support other internal Audit groups in execution of their audit plans as necessary.
- Identify and recommends efficiency opportunities within the business.
What do you need to succeed?
Must-have
- 1 to 2 years of experience in financial services internal audit (preferably Banking)
- Proven ability to produce well written work products and effective communication along with value added observations/recommendations
- Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
- Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations
- Proficient time management, organizational, and project management skills. Ability to pivot through working on multiple deliverables with tight deadlines
Nice to haves:
- A strong understanding of Data Analytics, data visualization and reporting.
- Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment
- Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications
What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
-Leaders who support your development through coaching and managing opportunities.
- Ability to make a difference and lasting impact.
-Work in a dynamic, collaborative, progressive, and high-performing team.
-Opportunities to do challenging work.
-Opportunities to build close relationships with clients.
The expected salary range for this particular position is $65,000-105,000, depending on your experience, skills, and registration status, market conditions and business needs.
You have the potential to earn more through RBC's discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.
RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
-Drives RBC's high-performance culture
-Enables collective achievement of our strategic goals
-Generates sustainable shareholder returns and above market shareholder value
Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-OrientedAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status or any other legally-protected factors.
Salary : $65,000 - $105,000
