Internal Audit Analyst-Capital Markets

Job Summary

Job Description

What is the Opportunity?

As an Internal Audit Analyst-Capital Markets, you will provide coverage support for multiple businesses within RBC Capital Markets US primarily performing internal audit projects in a team-based environment to assess the effectiveness of internal controls and compliance with governmental regulations and may be asked to support continuous risk monitoring activities.

What will you do?

• Support internal audit coverage of the Capital Markets U.S. business with specialization of one or more underlying business units.
• Work in a team-based environment performing detailed audit steps including walkthroughs, sampling, design assessments and operational effectiveness testing of key controls.
• Ensure audits steps adhere to RBC internal audit methodology and the Institute of Internal Auditors Professional Practices Framework.
• Identify high value audit observations and working with audit management to communicate and gain agreement with audit stakeholders.
• Document findings and assess general impact on potential consequences of recommendations.
• Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
• Ensure appropriate working paper evidence of findings is maintained.
• Support continuous monitoring activities including reviewing relevant data and attending meetings with key stakeholders.
• Support other internal Audit groups in execution of their audit plans as necessary.
  
  

What do you need to succeed?

Required

• University degree (preferably in a related field such as accounting or finance).
• Proven ability to produce well written work products and effective communication along with value added observations/recommendations.
• Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
• Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations.
• Proficient time management, organizational, and project management skills with ability to pivot when working on multiple deliverables with tight deadlines.
  
  

Nice to have:

• Experience in financial services internal audit (preferably Banking).
• Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX).
• Understanding of Data Analytics, data visualization and reporting.
• Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment.
• Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications.
  
  

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work
• Opportunities to building close relationships with clients
  
  

The good-faith expected salary range for the above position is $65,000-$105,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

• Drives RBC’s high performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value
  
  

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address:

GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

City:

Jersey City

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Job Description

What is the Opportunity

Exciting opportunity to join a growing team enhancing the cyber security of Canada’s largest bank!

This role is a Director level position: the Senior Security Architect will be reporting to the Chief Information Security Architect. This is a deep technical, leadership and delivery-oriented role with a focus on data protection, identity and access management and cyber threat management, within a multi-cloud/hybrid environment. The Senior Security Architect will design security capabilities and strengthen RBCs security posture for our staff and clients globally. This role works closely with Security, Infrastructure, Data, Business and Application Development teams. As RBC is driving towards a multi-cloud, Event/API and ML/AI based architecture, this role will ensure that the right security capabilities are incorporated into these platforms to create a secure, optimized, strategic RBC Technology platform. Must have a strong security engineering background as a basis for their architectural solutions and decisions. The role provides a unique opportunity to change the Bank and work with cutting edge technology.

WHAT WILL YOU DO?

• Design practical security solutions for a multi-cloud and hybrid platforms, including data protection, identity and access management, platform security and other cyber controls. Be capable of providing hands-on engineering support to prove concepts and conduct POTs;
• Document Security Reference Architectures and roadmaps which provide guidance for Security and Engineering teams;
• Author patterns for data protection, identity and access management, application and infrastructure security, to increase reuse and facilitate cost optimization;
• Support the IT Risk teams in identifying and solving for security risks;
• Provide Security Solutions Architecture for applications and platforms;
• Support the execution of Enterprise Architecture Governance Framework;
• Communicate & promote Enterprise Architecture activities within the Community of Practice;
• Provide Technology Management and Governance of security technologies;
• Support Cyber Security programs;
• Serve as a trusted advisor and an SME to key business and technology partners.
  
  

WHAT DO YOU NEED TO SUCCEED?

Must have:

• Leadership behaviors and ability to command and influence an audience to adopt desired solutions. Must be delivery oriented, responsive to partners, quick to make informed decisions and demonstrate a sense of urgency;
• Must be solution oriented, offer consultative approach, able to understand the context and prescribe relevant solutions;
• 8 years Security Architecture experience in creating and managing enterprise security architectures and solutions, building strategies, target/reference architectures and roadmaps;
• 4 years of Engineering experience in application or platform development utilizing DevSecOps and deploying on IaaS, SaaS and PaaS platforms; hands-on experience in executing POCs and POTs
• Proficient in one or more security domains including Data Protection, Identity and Access Management, Cyber Threat Management, Infrastructure Security etc.
  
  

Nice-to-have:

• University Degree in Computer Science, Computer Engineering or related field, and 15 years of related work experience;
• Understanding of information security standards (e.g. ISO 17799/27002, NIST CSF etc.), rules and regulations related to information security and data protection (OSFI B13, FFIEC, GDPR etc.), relevant security and architecture certifications (such as CISSP, SABSA, TOGAF);
• Proven experience in understanding current state and documenting target architectures, identifying gaps and desired capabilities, producing roadmaps and architectural patterns;
• Experience in developing security designs and performing design reviews coupled with an ability to assess security implications when introducing new or differing technologies within the environment;
• Experience with implementing security management /security governance tools; creating/maintaining security policies and procedures, educating developers/solutions architects.
  
  

RBC is committed to supporting flexible work arrangements when and where available. Details to be discussed with Hiring Manager.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• A world-class training program in financial services
• Flexible work/life balance options
• Opportunities to do challenging work.
  
  

#TECHPJ

Job Skills

Application Security, Architectural Modeling, Cloud Security, Cryptography, Cybersecurity, Data Encryption, Data Protection, Enterprise Architecture Framework, Enterprise IT Architecture, Identity Access Management (IAM), Information Security, Infrastructure Security, Multi-Level Communication, Platform Security, Risk Management, Security Architecture Design, Security Engineering, Security Solutions, Security Technologies

Additional Job Details

Address:

RBC WATERPARK PLACE, 88 QUEENS QUAY W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

TECHNOLOGY AND OPERATIONS

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-11-12

Application Deadline:

2025-02-28

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com