Compliance, Data and IT Systems Manager

About the Company

Redbridge is a Global Debt & Treasury advisory firm that works primarily with treasury teams of large Fortune 500/1000 corporations. We have offices in Paris, Houston, New York, Geneva, and London with over 100 professionals globally. We act as a trusted adviser to our clients to help them make their processes more efficient through persistent analysis, market comparison, structuring, negotiation, and intermediation of banking and payment relationships.

Job Requirements

• IT Systems and Data Compliance:

• • Develop, implement, document, and maintain IT systems and data/compliance security policies.
  • Ensure data security and compliance with operational standards (SOC II Type II, PCI, NIST, ISO, etc.).
  • Conduct audits to ensure data policies are respected.
  • Coordinate data security training sessions.

• IT Systems Support and Enhancement:
  
  • Share IT systems knowledge with colleagues regularly and gather feedback to align IT with business goals.
  • Assist the pre-sales team with client assessments and use insights to enhance IT policies.
  • Plan and oversee the implementation of new systems; advise on equipment and software purchases in collaboration with the IT provider.
  • Monitor technology changes and advancements to identify opportunities for competitive advantage.
    
    
• Data Backup and Disaster Recovery:
  
  
  • Develop and maintain data backup and disaster recovery procedures in collaboration with the IT provider.
    
    
• Data and Software Vision:
  
  
  • Participate in data and software planning
  • Contribute to the development of data and software vision, goals, and initiatives.
    
    
• IT Compliance and Advice:
  
  • Provide advice and counsel on IT issues and industry trends.
    
    
• Broker Dealer Compliance:
  
  
  • Manage Broker Dealer IT infrastructure, including dedicated email accounts, file storage, cybersecurity, and user access management.
  • As an Associated Person with the Broker Dealer, the employee will be subject to specific compliance requirements, including:
    • No felony convictions or misdemeanors related to financial crime.
    • Regulatory review of personal and business email accounts and approval of outside business activities.
    • Mandatory fingerprinting and background checks.

Perform other duties as assigned.

Qualifications

• Work requires professional written and verbal communication and interpersonal skills
• Demonstrated project management skills
• Vendor management
• Work closely with the IT service provider to monitor maintenance and improvements to IT resources
• Fluency in French is a plus

 Education and/or Experience

• Bachelor’s Degree in Business Information Systems or related area from an accredited institution is required. A Master’s Degree is preferred.
• Demonstrated operational management experience of global IT systems
• Experience of successfully managing operational audits, such as SOC, PCI, ISO, etc., as well as responding to client IT due diligence questionnaires
• Familiarity with fin-tech related organizations is preferred
• Experience managing 3rd party IT support help desk