Sanctions Analyst - Regulatory Financial Compliance Expertise

Job Summary

Assesses existing processes and suggest new ones that most effectively anticipate, manage, and reduce risk to client and its participants.

Drafting and remitting internal communications for key program changes, as needed.

Participating in the collaboration on related initiatives with key stakeholders (e.g., Legal, IT, Product

Management, and Global Business Operations) and other subject matter experts.

Maintains regulatory awareness and compliance to ensure adherence to risk-related policies and best

practices.

Assess potential impact of regulatory changes to client's Global Sanctions Policy and related business processes.

Communicating with cross functional teams on Global Sanctions program and procedure updates.

Support the completion of routine tasks and periodic initiatives associated with the Global Sanctions Program, such as : Perform continuous monitoring of client's Global Sanctions screening processes and escalate tool or system defects to the Global Sanctions Management team, Application Development and related Business Areas.

Analyze trade messages from Institutional Trade Processing platforms to identify potential regulatory violation and provide guidance to both the internal and external clients.

Conduct reviews of potential hits and submit required regulatory report, if needed.

Assessing the impact of business developments and regulatory updates on the program, under the supervision of the Associated Director or Director; and

Evaluate existing program documents and update if needed, in accordance with the existing regulatory

requirements. Provide guidance to the business areas on their screening obligations, under the supervision of the Associate Director or Director.

Participate in ongoing projects necessary to support the team's initiatives, both within the Compliance Department and across the firm.

Monitor and document the completion of tasks as well as the escalation and resolution of compliance issues, as appropriate.

Perform other special projects or assignments, as requested.

Must have :

Regulatory Compliance Expertise : Deep understanding of regulatory requirements related to global sanctions and financial compliance.

Risk Management : Proven ability to assess, manage, and mitigate risks effectively.

Process Improvement : Experience in evaluating and enhancing existing processes to better manage risk and compliance.

Analytical Skills : Strong ability to analyze trade messages and other data to identify potential regulatory violations.

Communication Skills : Excellent written and verbal communication skills for drafting internal communications and updating cross-functional teams.

Collaboration : Experience working with various departments and stakeholders, such as Legal, IT, and Product Management.

Attention to Detail : Meticulous in monitoring compliance tasks, assessing regulatory impacts, and updating program documents as required.

Project Management : Ability to manage ongoing projects, complete tasks efficiently, and resolve compliance issues.