Resolute Investment Managers, Inc.

Junior Compliance Analyst / Compliance Analyst

Resolute Investment Managers, Inc. ("Resolute") is a diversified, multi-affiliate asset management platform that partners with affiliated and independent investment managers. The clients of Resolute and our affiliates include corporate defined benefit plans, institutions and individual investors. We trace our history to 1986 when an affiliate, American Beacon Advisors, Inc. (formerly AMR Investment Services, Inc.), began providing investment management services as an independently operated entity. Since 1987, American Beacon Advisors has managed the American Beacon Funds family of mutual funds. Over the years, American Beacon has built a reputation for innovative thinking, discipline and prudent investing, which has led to several prestigious awards for its pension management, cash management and mutual fund investment services. Today, Resolute is a privately held organization owned by a consortium of investment funds affiliated with leading financial institutions. In December 2024, Resolute Investment Managers was named one of the Best Places to Work in Money Management by Pensions & Investments for the sixth consecutive year. Learn more about our company by visiting www.resolutemanagers.com

Our office is located in Las Colinas, Texas. This position will have the following consideration:

Hybrid: In office, currently Monday-Tuesday-Wednesday each week, with the option to work from home on Thursday and Friday.

Job Description:

Under the supervision of senior compliance personnel, the Compliance Analyst monitors activities for American Beacon Advisors and the American Beacon Funds family of mutual funds to ensure compliance with applicable regulatory requirements of the U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority, U.S. Commodity Futures Trading Commission, and other applicable regulatory agencies.

Primary Duties

• Monitor client investment portfolios for compliance with regulatory requirements and portfolio guidelines
• Implement investment adviser oversight activities, including review of due diligence questionnaires
• Maintain investment adviser questionnaires in the firm's due diligence system
• Review fund regulatory filings for accuracy and consistency with regulatory requirements

Additional Duties

• Participate in site visits of investment advisers for due diligence purposes, including some travel
• Perform special projects, such as compliance analyses of new investment products and regulations
• Assist senior compliance personnel in developing controls and procedures to ensure compliance with applicable regulatory requirements

Requirements

• Bachelor's degree
• Excellent organizational skills and attention to detail
• Ability to analyze significant amounts of data
• Compliance Analyst level requires at least two years of compliance-related experience at a broker-dealer, investment adviser or regulatory agency

Preferred Qualifications

• Junior Compliance Analyst level prefers at least two years of experience at a broker-dealer, investment adviser or regulatory agency
• Working knowledge of the Investment Advisers Act of 1940 and/or Investment Company Act of 1940
• Proficiency in Microsoft Excel

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