What are the responsibilities and job description for the Compliance Manager position at Robert Half?
We are offering a long-term contract employment opportunity for a Compliance Manager in the fintech industry, based in San Francisco, California. In this role, you will be ensuring AML compliance, overseeing transfers, and developing the corporate risk and compliance function. This role is an individual contributor role, reporting directly to the CEO.Responsibilities• Ensure AML (Anti Money Laundering) compliance in all business operations.• Monitor and manage transfers, ensuring accuracy and compliance with relevant regulations.• Develop and implement the corporate risk and compliance function, providing strategic direction to the business.• Reporting directly to the CEO, you will be a key player in the business's risk and compliance strategy.• Guarantee UDAAP (Unfair, Deceptive, or Abusive Acts or Practices) compliance across all business operations.• Review and monitor marketing materials for compliance with regulations.• Develop and manage the RCSA (Risk Control Self-Assessment) program.• Utilize compliance software, such as Archer, to ensure efficient and effective compliance operations.• Handle and resolve compliance-related complaints, ensuring customer satisfaction and adherence to regulations.• Carry out regular auditing to ensure ongoing compliance and identify areas for improvement.
Salary : $44 - $50
