What are the responsibilities and job description for the Manager, Capital Markets Risk, Operations & Compliance position at Robert Half?
Are you a skilled professional with operational risk, compliance, and process management experience within capital markets? Do you thrive on collaborating and improving business processes while ensuring alignment with risk and compliance standards? If so, this is an incredible opportunity for you to make a meaningful impact. We are seeking a Manager, Capital Markets Risk, Operations & Compliance to join our team dedicated to managing and enhancing operational, compliance & risk processes in support of capital markets and debt services. You will serve as a trusted partner to key business areas, acting as the 1st line of defense and collaborating across teams to develop, document, and monitor business processes that meet operational, risk, and regulatory requirements. As part of a dynamic team, you will also contribute to modernization efforts.Responsibilities:Operational Excellence: Manage and support capital markets and debt services operational processes, including End User Computing testing and remediation, ensuring alignment with risk, compliance, and business requirementsProcess Improvements: Identify and implement process enhancements to improve business outcomes and achieve more effective risk management and complianceBusiness Continuity: Partner with cross-functional teams to schedule and assess business continuity tests, including plans such as Funding Contingency Plans and Master Business Continuity PlansLegal Partnerships: Work closely with legal teams to develop and maintain operational agreements like Dealer Operating Circulars and Bank Operating CircularsRisk and Controls: Draft and maintain Risk Controls Self-Assessments and perform validation testingModernization Leadership: Act as a Business Owner on agile project teams for Capital Markets modernization, and lead groups to improve issuance and servicing processesTesting & Compliance: Develop and execute project test plans and attest to compliance with changing regulatory requirementsStakeholder Engagement: Build relationships and maintain understanding of partner organizations' operational activities including asset-liability management, credit, investments, and funding strategiesCross-Functional Collaboration: Work with banks, bond dealers, external regulators, and auditors to drive compliance and operational excellenceWhy Join Us?Play an impactful role in ensuring the operational success and regulatory compliance of core capital markets and debt services processesPartner with high-level stakeholders across risk management, compliance, legal teams, and external entitiesContribute meaningfully to process improvement and control modernization projects that shape future operationsWork in an environment committed to diversity, respect, collaboration, and support for professional growthExpand your skill set and position yourself for continued career advancement in a fast-paced, high-impact setting
Salary : $150,000 - $175,000
