What are the responsibilities and job description for the Senior Compliance Officer | Broker Dealer position at Robert Half?
A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer, who plans to retire in the next ~5 years.
Senior Compliance Officer
Full-Service Broker Dealer & Investment Bank Specializing in Emerging Markets
Location : Greenwich, CT (Train Accessible, Walking Distance)
Compensation : $150K base (stretch) ~20% discretionary bonus
Schedule : 4-5 days in office; full-time for first 6-12 months for training
Why Join Us?
- Small Team, Big Impact : 30 employees locally, ~100 globally.
- Stability : Family-friendly, low turnover, employees often stay 20 years.
- Growth Opportunity : Succession path to Chief Compliance Officer in ~5 years.
- Unique Perks : Bring kids or pets to work, monthly team events, extravagant holiday parties, and international travel (~2-3 trips / year to great locations like Spain, Brazil, and Singapore).
- Generous Benefits : 75% company-paid medical / dental, flexible PTO, better-than-bank plans.
What We’re Looking For
What You’ll Do
Compliance Oversight :
Anti-Money Laundering (AML) :
Regulatory Risk Management :
Training and Supervision :
Regulatory Reporting :
Ready to grow with a dynamic, supportive team?
Apply now & send your resume to alex.muzaurieta@roberthalf.com !
Salary : $150,000
