What are the responsibilities and job description for the Assistant General Counsel, Regulatory position at Robinhood?
Menlo Park, CA; New York, NY; Washington, DC
Join a leading fintech company that’s democratizing finance for all.
Robinhood Markets was founded on a simple idea : that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.
With growth as the top priority...
The business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.
Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with experience in retail broker-dealer regulation who is excited to work at the intersection of regulation, technology, and finance. We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and perseverance. This is an exciting opportunity to join a growing company and support our mission to democratize finance for all.
The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.
What you’ll do
- Navigate complex regulatory frameworks to help the business design innovative financial products and services
- Identify and draft necessary changes to the firm's systems and procedures to meet the requirements of new rules / regulations
- Engage with regulators, including the SEC and FINRA, and other external parties
- Draft agreements, policies and procedures, disclosures, account documentation and website materials
- Review marketing materials, advertisements, and other communications with the public
- Resolve customer account issues related to estates, bankruptcies, powers of attorney, and related matters.
- Monitor SEC / FINRA and SRO rule developments and making resulting recommendations
- Research securities and brokerage questions and providing legal analysis and recommendations
- Partner cross-functionally with teams including litigation, compliance, product and government affairs
What you bring
What we offer
Apply for this job
We’re looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission—we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights.
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