What are the responsibilities and job description for the Trade Operations position at Rockefeller Capital Management?
About Rockefeller Capital Management
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $151 billion in client assets as of December 31, 2024.
Position
The Trade Operations Team has full day-to-day ownership and responsibility for trade lifecycle event processing, as well as monitoring market risk and compliance risk exposures on an intraday basis. Trade Operations coordinate across Front Office, Back Office, Risk, Accounting, and IT to investigate and resolve trade support issues spanning the interrelationships between transaction economics, policy guidelines, and software functionality. This team also has broad insight across Capital Markets products, trade capture with the responsibility to successfully execute related processes and controls.
Additional responsibilities may include all or some of the following: the team is responsible for ensuring accuracy of trade capture, affirmation/confirmation, fail management, life cycle event processing, counterparty engagement, etc. Individuals in these roles are client-facing and successful individuals are expected to engage in a high level of collaboration across the firm.
Responsibilities
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $151 billion in client assets as of December 31, 2024.
Position
The Trade Operations Team has full day-to-day ownership and responsibility for trade lifecycle event processing, as well as monitoring market risk and compliance risk exposures on an intraday basis. Trade Operations coordinate across Front Office, Back Office, Risk, Accounting, and IT to investigate and resolve trade support issues spanning the interrelationships between transaction economics, policy guidelines, and software functionality. This team also has broad insight across Capital Markets products, trade capture with the responsibility to successfully execute related processes and controls.
Additional responsibilities may include all or some of the following: the team is responsible for ensuring accuracy of trade capture, affirmation/confirmation, fail management, life cycle event processing, counterparty engagement, etc. Individuals in these roles are client-facing and successful individuals are expected to engage in a high level of collaboration across the firm.
Responsibilities
- Reconciliation Management
- Trade Capture and Trade Life Cycle
- Product Control
- Valuation/Audit Environment
- Treasury Services
- Collateral
- Corporate Actions
- Transfer of Assets(ACAT/Non-ACAT)
- College graduate with a Bachelor’s degree in Finance, Mathematics, or related field.
- 2 years of experience in equity settlements or in back-office operations.
- Familiar with Financial Systems a plus, i.e., Omgeo, Bloomberg, on-line portals.
- Experience with Custodial platforms, NFS a plus.
- Individuals should be equally proficient working in a team environment or as an individual contributor.
- Goals driven with team success as a priority.
- Eager to learn, work with a sense of urgency & multi-tasking
- Willing to work extended hours and flexible to change.
- Individuals must be extremely thorough, detail-oriented, organized, able to learn quickly and handle volume under pressure.
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
