Demo

Regulatory Specialist

Russell Tobin
South Jordan, UT Full Time
POSTED ON 4/1/2025
AVAILABLE BEFORE 4/30/2025

Job Title: FINRA/Entitlements Specialist


Summary: Manage FINRA registrations, compliance, and system access for WM Operations & call center.

Responsibilities:

  • Process FINRA registrations & ensure compliance.
  • Manage license renewals.
  • Handle new employee system onboarding.
  • Generate entitlement reports.
  • Troubleshoot access issues.

Qualifications:

  • **Bachelor's Degree required**
  • Proficient in Excel, Word, Outlook.
  • Strong communication skills.
  • Detail-oriented & organized.
  • Ability to prioritize tasks.

Salary : $19

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