Compliance and Regulatory Officer

Job Overview:
Santander Holdings USA Inc Careers is seeking a highly skilled Compliance Officer to join our team in New York, NY. This role will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business.

The ideal candidate will have experience in providing regulatory or compliance advise in connection with markets sales and trading activities and functional knowledge of the US Fixed Income trading/regulatory framework.

Responsibilities:

1. Advising on issues related to markets sales and trading activities, rule/regulation interpretation, trading reporting, surveillance, supervision, policies, procedures and other issues;
2. Providing regulatory or compliance advise in connection with markets sales and trading activities;
3. Assisting the Business in implementing and documenting various supervisory/control mechanisms in partnership with local and global support functions;
4. Interacting with federal and state regulators;
5. Preparing reports for top management and assisting in the preparation of management information reporting and governance materials;

Requirements:

• Bachelor's Degree or equivalent;
• Relevant experience of securities preferably in a global investment bank or law firm;
• 5 years financial industry experience within a US regulated financial institution in a similar advisory compliance capacity;
• Strong analytical, written and verbal communication skills;
• Ability to effectively influence others and engage senior stakeholders;
• Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment.