What are the responsibilities and job description for the Regulatory Compliance Specialist position at Santander Holdings USA Inc Careers?
Job Description:
Santander Holdings USA Inc Careers is seeking a highly skilled Compliance Officer to join our team in New York, NY. This role will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business.
The ideal candidate will have experience in providing regulatory or compliance advise in connection with markets sales and trading activities and functional knowledge of the US Fixed Income trading/regulatory framework.
This position requires strong analytical, written and verbal communication skills, with the ability to effectively influence others and engage senior stakeholders. The successful candidate will be able to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment.
Key Responsibilities:
Requirements:
Santander Holdings USA Inc Careers is seeking a highly skilled Compliance Officer to join our team in New York, NY. This role will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business.
The ideal candidate will have experience in providing regulatory or compliance advise in connection with markets sales and trading activities and functional knowledge of the US Fixed Income trading/regulatory framework.
This position requires strong analytical, written and verbal communication skills, with the ability to effectively influence others and engage senior stakeholders. The successful candidate will be able to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment.
Key Responsibilities:
- Provide real-time advisory services to the fixed income sales and trading businesses;
- Monitor and identify regulatory trends and developments that may impact business areas/products and advise staff as to how this may impact their current activities;
- Advise business areas of Firm policies and procedures and applicable securities laws/regulations;
- Participate in internal investigations, respond to regulatory inquiries, and coordinate internal/external audits and inspections;
- Developing relationships with key stakeholders within the Bank (e.g., Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;
Requirements:
- Bachelor's Degree or equivalent;
- Relevant experience of securities preferably in a global investment bank or law firm;
- 5 years financial industry experience within a US regulated financial institution in a similar advisory compliance capacity.
