What are the responsibilities and job description for the VP, Global Business Line Compliance Advisory (SCIB) position at Santander Holdings USA Inc?
VP, Global Business Line Compliance Advisory (SCIB)
New York, United States of America
USA Job Family Description : Monitors activities to minimize the company's exposure to risk. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that all of the company's activities adhere to the necessary rules and regulations, and that the company complies with legal / regulatory statutes and jurisdictions.
USA Job Function Description : Monitors activities to minimize the company's exposure to risk. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the representation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that all of the company's activities adhere to the necessary rules and regulations, and that the company complies with legal / regulatory statutes and jurisdictions.
Job Description
- Provide real-time advisory support to the U.S. Global Banking coverage business including Debt and Equity Capital Markets, M&A, Leveraged Finance, Lending, Structuring, execution, and syndication of securities.
- Provide advice on issues related to confidential information, information barriers, communication with the public, cross border, marketing materials as well as interactions with research.
- Developing relationships with key stakeholders within the Bank e.g., Legal, Risk, First Line Control teams, building credibility for the Compliance function and enhancing the Compliance brand more widely.
- Work collaboratively with the Global advisory teams including Group Compliance where necessary to ensure a consistent and common approach with respect to SCIB policies and procedures.
- Assist with the drafting and delivery of Global and local SCIB Compliance trainings e.g. Annual Compliance Refresher training as well as ad hoc trainings.
- On-going identification of Risks including but not limited to regulatory and conduct.
- Monitor regulatory changes, participate in industry associations, and advise in implementation efforts.
- Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits and inspections.
- Assist with regulatory examinations and inquiries, internal audits, and compliance testing.
- Maintain close working knowledge of all applicable industry rules and regulations and work directly with senior leadership in policy making decisions.
- Prepare reports for top management on loss incidents and resulting corrective actions.
- Assist in preparation of management information reporting and governance materials.
Qualifications :
Education :
Skills and Abilities :
Diversity & EEO Statements : At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.
Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
Working Conditions : Frequent Minimal physical effort such as sitting, standing and walking. Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. Physically capable of lifting up to fifty pounds, able to bend, kneel, climb ladders.
Employer Rights : This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason.
Primary Location : New York, NY, Madison Ave Corp
Other Locations : New York-New York
Organization : Banco Santander S.A.
Salary : $90,000 - $165,000 / year
Salary : $90,000 - $165,000
