What are the responsibilities and job description for the Senior Compliance Officer position at SBG Funding?
About SBG Funding
SBG Funding is one of the nation’s leading sources of business funding. We are a forward-thinking niche financing firm with years of experience in the commercial lending arena. Our mission is to provide fast, flexible, and affordable capital to small businesses nationwide.
Job Description
As a Compliance Manager, you will be responsible for overseeing and managing compliance within the organization, ensuring that our operations and business transactions follow all relevant legal and internal guidelines. Your role will include reviewing employee work, developing company policies, and responding to policy violations.
How You’ll Make an Impact
- Develop, implement, and manage the company’s compliance program to ensure compliance with legal, regulatory, and internal policy requirements.
- Conduct regular audits and risk assessments to detect compliance issues, identify potential areas of compliance vulnerability, and develop corrective action plans.
- Stay abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
- Provide guidance and support to management and staff regarding regulatory compliance matters.
- Develop and deliver training programs to educate employees on necessary compliance requirements.
- Liaise with regulatory agencies and external advisors as needed on compliance-related issues.
- Prepare and present clear and concise compliance reports to the senior management.
- Facilitate internal compliance review and monitoring activities, including periodic reviews of departments.
Why We’ll Love You
- Bachelor’s degree in Law, Finance, Business Administration, or a related field. A Master’s degree or professional certifications (e.g., Certified Compliance & Ethics Professional (CCEP)) is a plus.
- Minimum of 5 years of experience in a compliance role within the financial services industry, specifically in commercial lending and brokerage.
- Thorough knowledge of the financial industry’s standards and regulations.
- Excellent analytical skills and attention to detail.
- Strong leadership, interpersonal, and communication skills.
- Ability to handle multiple tasks and meet tight deadlines in a fast-paced environment.
Why You’ll Love Us
By joining SBG Funding, you’ll be part of a team that is passionate about making a real difference in the world of business finance and contributing to the growth of countless businesses.
We want ambitious hard-working individuals And We’re Willing to Pay for It!
- We offer competitive salaries, generous benefits, and ample time off for the R&R we all need.
- Cool office with perks; coffee, beverages, and regularly catered lunches.
- Company happy hours and events to promote a collaborative, team-oriented work environment.
- Get to work every day with supportive, smart, and ambitious people.
You’ll be getting in on the ground floor! - Being a rapidly growing start-up, at SBG Funding you’ll have the ability to make a real impact in both the day-to-day, and the future plans for our business.
