Senior Managing Director

Position Summary :

The Senior Managing Director of Regulatory Reporting will oversee the bank’s regulatory reporting functions, ensuring compliance, accuracy, and efficiency. This role focuses on critical reports, including FR Y-9C, Y-9LP, Y-14 Q / M, Y-15, and FFIEC 041. The ideal candidate will have extensive expertise in U.S. regulatory requirements for Category 4 (or larger) banks, strong leadership skills, and hands-on experience with AxiomSL (now part of Nasdaq) or similar regulatory reporting platforms. This position reports directly to the Chief Accounting Officer.

Key Responsibilities :

• Direct the preparation, review, and timely submission of essential regulatory reports, such as FFIEC 041, FR Y-14 (Q / M), FR Y-9C / LP, FR Y-15, and other filings required by the Federal Reserve (FRB), OCC, and FDIC.
• Manage the implementation, enhancement, and ongoing maintenance of the regulatory reporting platform to optimize data accuracy, automation, and compliance with evolving regulations.
• Establish and maintain robust internal controls over regulatory reporting processes, including data collection, validation, reconciliation, and reporting workflows.
• Serve as the primary point of contact for regulatory authorities, overseeing examinations, audits, and responses to financial reporting inquiries.
• Lead, mentor, and develop a high-performing regulatory reporting team, fostering a culture of excellence, accountability, and continuous improvement.
• Collaborate with Finance, Treasury, Risk Management, IT, and Compliance teams to align regulatory reporting with broader business operations and strategic initiatives.
• Stay abreast of regulatory changes, evaluate their impact on reporting obligations, and drive necessary process adaptations to maintain compliance.
• Provide strategic insights and thought leadership to senior leadership regarding regulatory developments, reporting risks, and opportunities for process optimization.

Qualifications & Experience :