What are the responsibilities and job description for the VP IT Audit, Risk and Controls Front Office Technology position at Shulman Fleming & Partners?
VP IT Audit, Risk and Controls Front Office Technology
MUST come out of Brokerage firm to be considered for interview.
MUST be local to New York City. Hybrid Schedule, at least 4 days onsite
Salary Range : $105k to $185k
No Sponsorship
Ensure the integrity and effectiveness of IT risk management and controls within Front Office IT environment. Collaborate with various stakeholders, including IT teams, internal and external auditors, and risk management groups, to identify, assess, and mitigate IT risks. Extraordinary organizational and communication skills.
Responsibilities :
- Provide oversight and challenge of the company's Front Office Technology (FO-IT) IT risk and control environment, encompassing strategy, tools, processes, and regulatory requirements.
- Collaborate with IT teams, internal and external audit, and IT Risk groups (e.g., IT General Controls and Compliance, Identity and Access Management, and Third-Party Risk Management) to evaluate existing technologies, processes, and approaches, driving continuous improvement initiatives.
- Contribute to the development and implementation of appropriate policies and standards to guide FO-IT technology risk and control monitoring and enhancement efforts.
- Cultivate and manage relationships with key stakeholders, effectively communicating expectations regarding project timelines, deliverables, and resource allocation.
- Support audit planning and meetings with internal and external auditors, department management, and subject matter experts.
- Oversee, track, report on, and escalate (as needed) all audit activities impacting FO-IT, including audit planning, requests, findings, and remediation efforts.
- Proactively identify and assess emerging IT risks and vulnerabilities within the FO-IT landscape.
- Contribute to the development and enhancement of IT risk reporting mechanisms, providing insightful analysis and recommendations to senior management.
Qualifications :
Basic Qualifications :
Key Competencies :
Salary : $105,000 - $185,000
