What are the responsibilities and job description for the Audit Manager - Operations position at SMBC Group?
The anticipated salary range for this role is between $145,000.00 and $185,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
Role Description
SMBC is seeking an experienced audit manager with a minimum of 8 years’ experience in the banking and finance industry to lead audit coverage of finance related functions including Treasury and Product Control within the Internal Audit Department.
The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and IAD policies and procedures, and supporting the Team Lead in the execution of their duties.
Role Responsibilities :
- Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting.
- Lead audit teams to execute high quality reviews within a prescribed timeframe.
- Provide support, coaching, and feedback to audit team.
- Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures.
- Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities.
- Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile.
- As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
- Track and validate closure of issues raised by the department and regulators.
- Develop, promote, and maintain a collaborative and strong working relationship with key stakeholders.
Qualifications and Skills
Salary : $145,000 - $185,000
