What are the responsibilities and job description for the Internal Audit Quality Assurance Director position at SMBC Group?
The anticipated salary range for this role is between $180,000.00 and $220,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
Role Description
SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to the quality assurance function within internal audit department, particularly covering the credit, market, and liquidity risk related audit activities. The QA Director will ensure that all audit activities are conducted according to established standards, methodologies, and regulatory requirements, by providing quality review service, identifying areas for improvement, and promoting a culture of continuous improvement.
Role Responsibilities :
- Support the development of audit methodology to ensure consistency and effectiveness across audit teams.
- Conduct regular reviews of audit methodologies, workpapers, and reports to assess compliance with internal audit standards, professional ethics, and relevant regulations.
- Review the full range of audit activities, such as audit engagement and issue validation.
- Peer review QA work program and workpapers to ensure consistent quality.
- Provide ongoing training to internal audit staff on quality assurance practices, audit methodologies, and regulatory updates.
- Prepare and present comprehensive quality assurance reports to IAD Management, highlighting key findings and recommendations.
- Collaborate with key stakeholders within the audit function.
- Monitor compliance with internal audit policies and procedures and relevant regulatory requirements.
- Prepare presentation for governance bodies as needed.
- Participate in the annual risk assessment process or other special projects to identify key areas of audit focus and prioritize audit plans.
Qualifications and Skills
SMBC’s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.
Salary : $180,000 - $220,000
