What are the responsibilities and job description for the Regulatory Officer, Vice President position at SMBC Group?
The anticipated salary range for this role is between $137,000.00 and $200,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
Role Description
The Regulatory Officer works with the Regulatory Relations team within SMBC's Office of the CEO Department to implement and execute SMBC’s regulatory engagement framework and strategy relating to its supervisory and prudential regulators.
Role Objectives
- Serve as a liaison to SMBC business and / or functional departments in connection with regulatory engagements including regulatory examinations, meetings and other interactions.
- Implement and execute enhanced examination management program including full engagement with stakeholders throughout the examination lifecycle.
- Coordinate meetings, logistics and all deliverables with stakeholders; liaise with partners to provide the requested information.
- Synthesize regulator expectations and stakeholder information to provide feedback on regulatory examinations, responses and engagements.
- Ensure regular, accurate and timely data and documentation to support updates and reporting to senior management and key stakeholders.
- Contribute to and support Regulatory Relations priorities and strategies including a proactive, strategic and holistic approach to regulatory examinations and routine continuous monitoring.
Qualifications and Skills
Salary : $137,000 - $200,000
