Demo

Senior Internal Auditor

SoFi
SoFi Salary
Seattle, WA Full Time
POSTED ON 3/1/2025
AVAILABLE BEFORE 5/25/2025

The role

SoFi is seeking a Senior Auditor to join the SoFi Internal Audit Department, reporting to one of the team’s managers. You will be conducting audits and reviews of various areas related to SoFi and its subsidiaries with a focus on the SoFi Invest business and Tech Platform functions. This is a hands-on audit role with primary responsibility for planning and executing audit work programs, identifying, drafting, and communicating audit issues, and on-going issue follow up and remediation. You will also assist in performing audit risk assessments and developing audit objectives and procedures.  This is an amazing opportunity on a growing team at a rapidly scaling company.

What you’ll do :

  • Assist the Internal Audit team in accomplishing audit department objectives in a team environment
  • In accordance with departmental and professional internal audit standards, identify and analyze risks, plan and prioritize audit work, conduct interviews, observe operations, document and analyze procedures and controls, perform audit tests, prepare appropriate workpapers, develop audit recommendations, review identified issues with appropriate management, and prepare audit report findings
  • Assist in developing formal written reports to communicate audit results to management and other stakeholders
  • Work on multiple priorities / projects simultaneously while meeting deadlines
  • Utilize data analytics and tools in execution of audit work
  • Continue to develop and expand knowledge of the audit profession, financial and technology industry, and products through self-study, research, and continuing education efforts
  • Execute special assignments and other duties as assigned
  • Occasional travel may be required

What you’ll need :

  • Strong critical thinking skills and unrelenting curiosity
  • Great interpersonal and communication skills
  • Minimum of 3-4 years of external audit, internal audit, or related experience working in a financial institution (and / or fintech) with knowledge of broker dealer operations, investment advisors, and related regulatory requirements (FINRA, SEC, etc.)
  • Solid understanding of internal control concepts, internal auditing standards, risk assessment practices, COSO three lines of defense, etc.
  • Ability to work independently with limited daily supervision while meeting deadlines
  • Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments
  • Nice to have :

  • HIGHLY PREFERRED] Professional certification(s) (e.g, CIA, CPA) or related licensure (FINRA – Series 7, 63, 24, 4, etc.)
  • Experience with audit engagement planning, executing, and reporting is a plus
  • Computer programming experience or interest
  • Experience with technology such as Auditboard, Tableau, Snowflake, Alteryx, etc.
  • Compensation and Benefits

    The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.

    To view all of our comprehensive and competitive benefits, visit our  Benefits at SoFi   page!

    Pay range : $86,400.00 - $162,000.00

    Payment frequency : Annual

    This role is also eligible for a bonus and competitive benefits. More information about our employee benefits can be found in the link above.

    Salary : $86,400 - $162,000

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