What are the responsibilities and job description for the Financial Intelligence Unit Senior Investigator, Assistant Vice President position at State Street?
Who we are looking for
Increase your chances of an interview by reading the following overview of this role before making an application.
The FIU Senior Investigator supports Functional Compliance’s Financial Intelligence Unit (FIU) in the United States. The FIU team is responsible for centralized monitoring of suspicious transactions and AML investigations where suspicious activity is present. The FIU Sr Investigator works independently on assignments within the scope of established guidelines / practices and consults with senior staff where clarification or exception to policy may be required and may provide functional guidance to less experienced staff. Individuals work independently on complex projects and issues. The FIU provides support and guidance to the foreign-based FIU teams. In this role, the FIU Sr Investigator completes investigations with an understanding of cash movements, bonds, mutual funds, stocks, options, hedge funds, etc. and contributes to discussions on securities, money laundering, market abuse, and other crime related issues in support of achievement of organizational objectives and regulatory requirements.
This role can be performed in a hybrid model where you can balance work from home (1 day per week) and office (4 days per week) to match your needs and role requirements.
We consider hiring in the below offices : Boston and Quincy, MA; Atlanta, GA; Austin, TX; Berwyn, PA; Clifton and Jersey City, NJ; Kansas City, MO; Sacramento and Irvine, CA; Stamford, CT.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As FIU Senior Investigator you will :
- Perform investigations with an understanding of cash movements, bonds, mutual funds, stocks, options, hedge funds, and income trusts.
- Act as subject matter expert to contribute to discussions on Securities, Broker Dealer money laundering, market abuse, suspicious cash movements, and other crime related issues.
- Develop / create investigation reports, recommending courses of action.
- Conduct investigations relating to breaches of securities laws, governance and compliance matters.
- Perform investigations into improper or unauthorized trading and market manipulation.
- Manage assigned investigations ensuring timely and prompt recommendations (SAR / No SAR, escalation recommendations such as Account Closure) and reports are made to management.
- Coordinate in-depth research and documentation when unusual activity is detected.
- Provide recommendations to senior management on actions / strategies to mitigate money laundering, market abuse, or other crimes identified.
- Conduct effective presentations to various groups, both large and small analytical (problem solving) skills with good objectivity and discretion.
- Assist in providing guidance to staff to ensure the timely resolution and appropriate documentation of routine problems. Assist in training and developing new staff.
- Cultivate a positive, team oriented approach to FIU operations.
- Foster sound relationships with business units.
What we value
These skills will help you succeed in this role :
Education & Preferred Qualifications
What we offer
Wide range of benefits, including :
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Salary Range :
80000 – $132500 Annual
The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.
Job Application Disclosure :
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Recruiter Information
Name : Wojciech Wertejuk Email : wwertejuk@statestreet.com
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Salary : $80,000 - $132,500
