What are the responsibilities and job description for the Legal Support Specialist position at STONE Resource Group?
About the Company
STONE Resource Group is an Equal Opportunity Employer that values diversity and inclusion.
We are committed to creating a workplace culture that promotes respect, fairness, and equal opportunities for all employees.
Our Mission:
To provide exceptional staffing solutions that meet the unique needs of our clients and candidates.
Our Values:
- Innovation: We strive to stay ahead of the curve in terms of technology, trends, and best practices.
- Collaboration: We believe in working together as a team to achieve common goals.
- Integrity: We operate with transparency, honesty, and ethics in all our interactions.
- Excellence: We aim to deliver high-quality results that exceed our clients' expectations.
About the Role
This Senior Legal Assistant role is an exciting opportunity to join our dynamic legal and compliance team.
We are seeking a highly skilled professional with experience in financial services, regulatory compliance, and legal support.
Main Responsibilities:
- Conduct due diligence reviews during the client account opening process.
- Monitor transactions, employee activities, and communications for compliance.
- Analyze regulations, rules, and policy proposals to assess their impact.
- Develop and coordinate regulatory updates and compliance bulletins.
- Create and implement a compliance training program.
- Perform testing of internal processes and controls.
- Respond to regulatory inquiries and examinations.
- Assist in resolving investor or client disputes.
- Participate in compliance risk assessments.
Requirements and Qualifications:
A Bachelor's degree is required, along with a strong understanding of financial services and regulatory compliance.
The ideal candidate will possess excellent communication, interpersonal, and analytical skills.
A collaborative mindset with strong relationship-building skills is essential.
Preferred Skills:
Experience in compliance, regulatory analysis, or legal support is desirable.
Proficiency in handling confidential data with accuracy is essential.
This role offers a great opportunity to contribute to a dynamic and fast-paced environment, working with a highly regulated industry.
