Director of Operations Stone Wall Money Management

Company Overview

About Us: Stone Wall Money Management is a specialized division of Strategies for Wealth Management, we help clients protect, preserve, and grow their wealth with confidence. As the asset management division of Strategies for Wealth, our mission is to simplify retirement planning and money management so our clients can feel secure about their financial future. We are seeking a detail-oriented, proactive Director of Operations to lead and streamline the day-to-day operations of our asset management division.

Summary

The Director of Operations will oversee all aspects of the firm's investment operations, ensuring exceptional service for both new and existing clients. This leadership role requires a strong understanding of investment processes, regulatory compliance, and risk analysis. You will play a key role in maintaining operational excellence and supporting the firm's growth and client satisfaction.

Responsibilities

• Oversee daily operations of the asset management division within Strategies for Wealth
• Manage and process new investment accounts with accuracy and efficiency
• Maintain client relationships and ensure consistent servicing of existing accounts
• Ensure compliance with regulatory standards and internal policies
• Prepare and review risk analysis reports to support portfolio management decisions
• Maintain and improve file organization and operational workflows
• Collaborate with advisors and support staff to deliver seamless client experiences
• Identify opportunities for operational improvement and implement best practices
• Support technology and systems management related to account servicing and compliance

Requirements

• FINRA Series 65
• Life & Health Insurance License
• 5 years of experience in financial services or asset management operations
• Prior experience in client servicing, compliance, and account processing
• Strong organizational skills and attention to detail
• Knowledge of risk analysis and investment products
• Familiarity with custodians, CRM platforms, and financial planning software
• Excellent written and verbal communication skills
• Proven leadership and problem-solving abilities

If you're ready to make a significant impact in the world of financial services and empower clients on their journey to success, we invite you to apply for the Director of Operations position at Strategies For Wealth Management today!

Job Type: Full-time

Pay: $75,000.00 - $85,000.00 per year

Benefits:

• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Schedule:

• Monday to Friday

Ability to Commute:

• Shelton, CT 06484 (Required)

Ability to Relocate:

• Shelton, CT 06484: Relocate before starting work (Preferred)

Willingness to travel:

• 25% (Preferred)

Work Location: In person

Salary : $75,000 - $85,000