What are the responsibilities and job description for the Compliance Associate position at Susquehanna International Group, LLP?
Overview
Our Compliance team provides critical support to ensure that the firm operates within regulatory requirements. By joining our team, you will gain exposure across multiple areas within Compliance in a highly collaborative environment. In this role, you will have the opportunity to learn about various aspects of U.S. broker-dealer regulation. You will interact with teams across the firm, including trading desks, technology, and operations, and gain knowledge of different types of securities, such as equities, options, and fixed income products.
In this role, you will:
- Gain experience with US securities laws, rules and regulations
- Participate in regulatory inquiries, audits or examinations by gathering information and drafting correspondence
- Support trade monitoring, surveillance, and analysis
- Manage market making registration requirements for the firm
- Review electronic communications in accordance with regulatory requirements
What we’re looking for
- 0-2 years of experience in compliance, banking, or trade support preferred
- Bachelor's degree required, preferably in business, finance or accounting
- Knowledge of MS Excel required
- Ability and willingness to obtain the SIE and Series 57 license, and possibly other securities industry licenses
- Visa sponsorship for work authorization is not available for this position now or in the future
Susquehanna does not accept unsolicited resumes from recruiters or search firms. Any resume or referral submitted in the absence of a signed agreement will become the property of SIG and no fee will be paid.
