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Operational Risk Leader

TALENT SHIFT LLC
Charlotte, NC Full Time
POSTED ON 2/16/2025
AVAILABLE BEFORE 4/14/2025
Overview:
We are looking for an experienced Operational Risk Leader for our client on a project basis. This is a temporary contract role. Services require minimum 3 days a week in Charlotte, North Carolina.
Responsibilities:
  • Perform regulatory compliance and risk management procedures
  • Support practice and solution development
  • Assist on business development opportunities, as needed
Qualifications:
  • Bachelor’s degree or higher in accounting, finance, or other related fields
  • 20 years of relevant financial services Operational Risk experience at a Top 10 US Bank
  • 5 years of experience leading meetings with regulators including, Financial Industry Regulatory Authority (FINRA), Securities Exchange Commission (SEC), Office of the Comptroller of the Currency (OCC), and Federal Reserve
  • FINRA 7 license (active) required
  • Strong attention to details, organization skills, and the ability to collaborate well in a team
  • Qualified applicants must reside in the continental U.S.
  • Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position.

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