What are the responsibilities and job description for the Assistant General Counsel position at Talently?
Job Title : Assistant General Counsel
Location : Wheaton, IL (Onsite)
Compensation : $150K-240K Bonus DOE
Skills : Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.
We are a trusted Mutual Fund and Financial Services company that needs an exceptional Assistant General Counsel to join our elite legal team. If you have 5 years of corporate experience and a passion for Securities Law, then this may be a perfect fit for you!
In this role, you will :
- Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940.
- Help manage a core group of mutual funds and assist in the creation and registration of mutual funds
- Review registration statements and annual shareholder reports
- Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements
- Identify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements
- Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives.
- Perform tasks assigned by Senior Corporate Counsel
Must Have Skills :
Nice to Have Skills :
What's In It for You :
Salary : $150,000 - $240,000
