What are the responsibilities and job description for the AVP, Internal Audit - Asset Management position at Tandym Group?
A financial services company in New York City is actively seeking an experienced and dynamic professional to join their staff as their new AVP - Internal Audit. In this role, the AVP - Internal Audit will be responsible for performing complex and critical audits and assessments in a risk and control environment in coordination with the global team.
Responsibilities
The AVP - Internal Audit will be responsible for :
Executing the audit plan in accordance with Internal Audit standards, relevant regulations, and policies
Assist in leading / lead audit engagements as outlined above including the risk assessment, audit planning, audit testing, and control
Establish strong working relationships with management
Work closely with audit colleagues in the early identification of emerging control issues and reporting them timely to Audit Management and business stakeholders
Develop recommendations to strengthen internal controls and improve operational efficiency
Finalize audit findings and using judgment opine on the control environment
Deliver audit reports in accordance with Internal Audit standards Qualifications
Bachelor's degree
5-8 years of audit or relevant business experience
Strong understanding of financial products (including Equities, Fixed Income, Derivatives, etc.), as well as current regulatory developments
Working knowledge of data analytics (e.g., Alteryx) and using data analytics to improve audit quality
Proven ability to multitask as well as assess and change priorities
Ability to work well individually, and in teams, share information, support colleagues and encourage participation
Strong skills in time management, problem solving, written and oral communication
Strong analytical skills
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management Desired skills
Advanced degree or certification
Comprehensive understanding of the Asset Management / Register Investment Adviser business
