What are the responsibilities and job description for the Internal Audit Manager - Global Markets position at Tandym Group?
A recognized financial services firm in New York City is actively seeking an experienced professional to join their Internal Audit Department as their new Internal Audit Manager. In this role, the Internal Audit Manager will be responsible for designing and supervising execution of internal audits of various complexities as well as participating as a team member on other audit engagements or projects.
Responsibilities :
The Internal Audit Manager will :
Direct and supervise audit from inception to completion, including planning, testing, issue identification, workpaper review and reporting
Manage the Audit teams to execute high quality reviews within a prescribed timeframe
Provide support, coaching, and feedback to the Audit team which may include internal or co-sourced internal audit professionals
Effectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measures
Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities
Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile
Assist with special projects related to business process improvements or departmental strategic initiatives
Track and validate closure of issues raised by the department and regulators
Perform other duties, as needed Qualifications :
8 years of experience in the Banking and / or Finance industry
Bachelor's Degree in Finance and / or a related field
Previous experience with a Financial Services and / or CPA firm
Microsoft Excel proficient
Solid analytical and research skills
Great intepersonal skills
Excellent communication skills (written and verbal)
Strong attention to detail
Highly organized Desired Skills :
6 years of Internal or Externa Audit experience
CPA and / or CIA
Familiarity with Global Markets
