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VP, Regulatory Issue Management

Taurus Search
Stamford, CT Full Time
POSTED ON 4/23/2025
AVAILABLE BEFORE 5/23/2025

My client, is looking for a VP, Regulatory Issue Management to join their growing team. The VP, Regulatory Issue Management will be responsible for issue management across a broad range of regulatory requirements.


Responsibilities:

  • Understanding of Regulatory Reporting across FR Y-9C, FFIEC 009, FFIEC 002, FR2052a or liquidity reports, etc.
  • Identify issues across a broad range of regulatory and risk reports and assess how the issues impact each report.
  • Conduct detailed data analysis to identify critical issues, gaps and inefficiencies, across reports.
  • Develop and maintain strong working relationships with key business/governance/data governance and IT stakeholders to identify additional areas of risk and procuring their help in solving complex issues.
  • Track and manage incidents and understand how the processes flow through the systems.


Qualifications

  • 5 years of work experience within Financial Services
  • Bachelor's Degree in Accounting, Finance, or a related field
  • Issue Management experience across a broad range of regulatory requirements in other banks or financial institutions
  • Jira knowledge
  • Analytical knowledge
  • Strong communication/soft skills needed

Salary : $150,000 - $170,000

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