What are the responsibilities and job description for the Experienced Financial Advisor position at Tax & Financial Group?
Take your career as a Financial Advisor further with a diverse, reputable firm!
Tax & Financial Group is an independently owned comprehensive financial services firm committed to helping our clients achieve their goals of long-term financial security. Our customized approach is designed to grow, protect, and conserve our clients’ wealth by delivering exceptional personalized service and expertise.
Being a Financial Advisor at TFG:
In this role, you will have the opportunity to join a firm of seasoned financial professionals and provide clients with financial planning and investment guidance, amongst other services.
Financial Advisors at TFG enjoy a fulfilling career while empowering others to achieve their financial dreams. Since 1970, we have been dedicated to supporting Financial Advisors in building and growing successful practices and realizing their full potential. Through collaborative efforts and personalized guidance, we are committed to helping you advance to the next level in your career.
What does this mean for you?
- Competitive Broker Dealer Transition Assistance: Comprehensive review and valuation of your business to financially support you and ease the transition of any potential assets.
- Comprehensive Onboarding: Benefit from thorough training and education provided by experienced practitioners, ensuring a hands-on learning experience rather than a cold 'read the book' approach.
- State-of-the-Art Technology: Gain access to cutting-edge technology and a wealth of knowledge, offering steadfast support as you transition to independence.
- Robust Support Plus Independence: Enjoy extensive support for compliance review and resolution, marketing, and new business processing, making it easier to serve your clients effectively while building your own practice.
- Practice Growth: We specialize in helping advisors grow their practice and become more sophisticated in their approach.
- Dedicated Support Staff: Our Advisors have access to a dedicated support staff who help process business more efficiently and thoroughly.
- Succession Planning: We start with the end in mind, providing our advisors with access to succession planning tools and a guided future.
Required Credentials:
- FINRA registrations: Series 7 OR Series 6 with ability to obtain Series 7
- FINRA registrations: 66 OR 63, and 65
- State Life and Health Insurance License
- 5 or more years of work experience in financial services
- Local natural market of contacts and community involvement
- Strong ethical values
- Entrepreneurial minded with an enthusiastic and competitive drive
Visit https://www.tfgroup.com/ to learn more!
Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4001 MacArthur Blvd., 3rd Floor, Newport Beach, CA 92660
