Internal Audit Director, Global Compliance

Internal Audit Director, Global Compliance

San Jose, California, United States

Who We Are

At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and has developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments.

About the Opportunity

We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance internal audit activities including risk assessment, audit planning, audit execution, and reporting of audit results to the Group Audit Committee. Reporting to the Deputy Chief Audit Executive, you will be pivotal in ensuring a sound foundation from a third-line of defence perspective. The ideal candidate will have a strong background in internal auditing within the digital assets or fintech industries and possess a comprehensive understanding of compliance requirements, including those relating to AML / CFT / Sanctions. This role will be based in either New York City or San Jose.

What You’ll Be Doing

• Establishing and building out the strategic direction of the global compliance audit portfolio.
• Assessing risk and developing audit plans for the global compliance audit portfolio aligned with the organisation's business goals and regulatory requirements.
• Coordinating with geographic internal audit portfolio leads to ensure global, as well as local, compliance-related internal audit mandates are satisfied.
• Overseeing development and execution of our comprehensive audit strategy aligned with the organisation’s objectives and internal audit professional standards.
• Responsible for the delivery of a key portfolio of audits focusing on AML and Compliance topics including AML / CFT / sanctions, fraud, consumer protection, market conduct, conflicts of interest, employee conduct, and ethics.
• Evaluating and improving upon internal governance processes.
• Drafting and presenting detailed audit reports that clearly communicate findings, recommendations, and action plans intended for senior management and the Board of Directors.
• Monitoring and following up with management on the remediation of audit issues and the implementation of audit recommendations.
• Taking a lead role in shaping the ongoing development of internal controls related to Compliance through sharing of best practices and continuous monitoring of emerging risks, key changes to business processes, and regulatory requirements.
• Staying up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective.
• Assisting in responding to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process.
• Fostering strong working relationships with key stakeholders and providing expert guidance and education on compliance-related audit matters to various business units and departments.

What We Look For In You

Perks & Benefits

The salary range for this position is $219,000 - $262,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and / or other benefits, dependent on the position offered. Applicants should apply via Okcoin and OKX internal or external careers site.

Okcoin Statement :

Okcoin is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

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Salary : $219,000 - $262,000