What are the responsibilities and job description for the Audit Manager, Financial Crimes position at TD Bank?
Key Responsibilities
This role is also responsible for leading and overseeing the Canada and EAP dedicated Audit Financial Crimes team, which includes:
- COE AML Team: Developing and maintaining coverage plans, providing advice to teams during audits with FC risk, developing and maintaining Standard Audit Programs (SAPs) for all FC, and ensuring Audit software has up-to-date inventories
- Assisting with the development and coordination of financial crimes training
- Performing ongoing industry and regulatory research and educating the team
- Coordinating and leading annual planning, leading and supporting annual financial crimes skills assessment, and advisory to other IA teams
The ideal candidate should have:
- 10 years progressively responsible experience in public accounting and/or internal auditing management
- Expert knowledge of auditing principles and practices as well as applicable legal and regulatory statutes
- Able to analyze business situations and effectively collaborate on overall corporate direction
- Strategic planning and process management experience, senior management and leadership experience, with financial management background
