Wealth Management Associate

Company Description

The Briggs Group at Plaza Advisory is an independent wealth management firm affiliated with nationally ranked hybrid RIA & Broker Dealer, Steward Partners. We are dedicated to delivering top-tier service to our clients, offering comprehensive solutions including investment and retirement planning, tax preparation, risk management, estate planning review, education savings, and beyond.

The Briggs Group is committed to fostering a dynamic and fulfilling workplace culture. Our goal is to create an environment that promotes continuous growth, ongoing training, and ample development opportunities for our employees. Just as we prioritize the strength of our client relationships, we highly value the exceptional talent within our firm. We eagerly anticipate the opportunity to connect with you and embark on a journey toward a successful career with us.

Job Description

The Briggs Group is seeking an Associate Wealth Advisor to join our team at Plaza Advisory, where you will play a key role in cultivating meaningful client relationships through dedicated service and frequent interaction. As a valued team member, you will collaborate with Advisors and Partners on a variety of projects designed to meet client needs. This role demands strong organizational skills, flexibility, effective communication, attention to detail, and the ability to manage multiple priorities simultaneously. Our commitment to providing exceptional client experiences drives everything we do. The Briggs Group also offers opportunities for long-term career growth and professional development, equipping you with a solid foundation in wealth management. Join us in shaping the future of financial advisory services and take the next step in a fulfilling and rewarding career.

Essential Responsibilities

· Service existing clients via financial planning, wealth management, and advisory services.

· Relationship management to retain high net worth and business owner clients.

· Communicate and collaborate with the Investment Team regarding investment strategy and client portfolio structure to best fit client needs.

· Client meeting planning, facilitation, and presentation along with lead advisor

· New business development is not required but can serve as an opportunity if capacity and interest exist.

· Ensure the timely completion of assigned tasks related to client records.

• Assisting Advisors and Partners in daily operations and developing a comprehensive understanding of team processes and procedures
• Establishing a rapport with clients as a trusted liaison between the client and Advisors

Key Skills

• Experience with Financial terminology, investments, planning, and products.
• Ability to come into the office on a regular weekly basis (hybrid work schedules are available; however, this position is not remote)
• Proficient in all Microsoft products- Excel, PowerPoint, Word
• Experience with Financial Planning software – not required.

· Exceptional written and verbal communication skills, including the ability to simplify difficult financial concepts for a non-financial audience.

· Strong work ethic, exceptional integrity, and highly professional

• Compliance with all industry rules, regulations, and firm policies
• Works well in team format

Required Experience/ Education/ Certificates:

· Bachelor’s degree in accounting, finance, business, or related discipline; master’s degree preferred.

· 4 years in experience supporting a financial planner/advisor at an RIA, Wire house, or Broker Dealer with direct experience planning and interfacing with high-net-worth private clients

· Series 65 or 66 certification

· Certified Financial Planner™ (CFP®) designation or open to working towards

· Certified Public Account (CPA) – not required, but we are looking for.

Benefits

The Briggs Group is committed to providing the best possible care for our employees; part of this care includes offering comprehensive benefits that enhance the wellbeing of employees and their families:

• Paid holidays
• Paid time off (PTO)
• Employer cost-shared medical/ dental/ vision insurance
• Discretionary annual profit-sharing bonus Safe Harbor
• Paid parental leave.
• Professional development reimbursement
• Paid volunteer time off (VTO)
• Employee referral incentive bonus program

Job Type: Full-time

Pay: From $70,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Dependent care reimbursement
• Flexible spending account
• Health insurance
• Health savings account
• Paid time off
• Paid training
• Parental leave
• Referral program
• Retirement plan
• Vision insurance

Compensation Package:

• Bonus opportunities
• Commission pay
• Profit sharing

Education:

• Bachelor's (Required)

Experience:

• Financial concepts: 4 years (Preferred)

Ability to Commute:

• Saint Louis, MO 63105 (Required)

Work Location: In person

Salary : $70,000