What are the responsibilities and job description for the Senior Associate, Regulatory Reporting position at The Rockridge Group?
Job Details
Job Description
Job Description
Technology
Client Management
Job Description:
The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management reporting, client interactions, regulatory research, presentations and special projects.
Responsibilities:
Operational
- Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
- Liaise with other operations teams within Client X including Middle Office, Fund Accounting and Investor Services
- Resolve issues and take on special projects or tasks as assigned
- Supporting the research of new regulatory requirements and educating Client X client service teams on the requirements and how they impact Client X s clients
Technology
- Assist with the firm s implementation of its regulatory service offerings, including systems integration with a third party provider
- Be responsible for ensuring any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering
- Work with other operating and technology teams to incorporate new workflows into the firm s overall technology strategy.
Client Management
- Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings
- Ensure that client requests for service changes or enhancements are managed appropriately
Required Competencies:
- 2 to 4 years of experience as an auditor in the alternative investments space at a national accounting firm
- Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
- Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
- Organization skills/ ability to manage multiple assignments and competing priorities
- Notable oral and written communication skills
- System Testing experience and documentation of system process (i.e., flowcharts)
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