What are the responsibilities and job description for the Regulatory Control Analyst - Non Exempt position at TTI of USA, Inc.?
Regulatory Control Analyst
Job Description Summary
Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening.
Work includes :
- Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
- Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
- Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
- Providing Quality Assurance (QA) / Monitoring for certain financial crime risk related processes
dditional information
6 Month position (based on performance and budget)
28.00 - $30.00 - based on experience
Remote
Salary : $28 - $30
