What are the responsibilities and job description for the Operations Associate position at UCAP Americas?
Company Description
UCAP Americas comprises of UCAP Asset Management, LLC, an SEC Registered Investment Advisor, and UCAP Securities, LLC, a FINRA registered Broker Dealer. The company is located in Miami, FL, and focuses on providing financial services to clients.
Role Description
This is a full-time on-site role as an Operations Associate at UCAP Americas in Miami, FL. The Operations Associate will be responsible for daily operational tasks such as preparation and processing of wire transfers, journals, client account onboarding, ACATS, assisting Financial Advisors with inquiries, ensuring compliance with regulations with operational workflows, and supporting the team in various administrative functions.
Qualifications
- Operations and Analytical Skills
- 3-5 years industry experience
- Interpersonal Skills and Communication
- Teamwork oriented
- Attention to detail and ability to multitask
- Strong organizational skills
- Proficiency in Microsoft Office and financial software
- Knowledge of securities regulations is a plus
- Pershing NETX 360 preferred
- StoneX Advisor platform preferred
- Series 99 or Series 7 preferred