What are the responsibilities and job description for the Internal Audit Operational Risk Consultant position at Vedic Staffing?
Job Details
Job Title: Internal Audit Operational Risk Consultant
Location: New York City, NY / Dallas, TX
Duration: 12 months
Summary:
The Internal Audit Operational Risk Consultant will be responsible for executing the strategy defined by the Enterprise Risk Management team, focusing on validation of 1st and 2nd line of defence operational risk controls. Looking for 3rd LOD experience
Responsibilities:
- Develop and maintain an in-depth understanding of Firmwide Enterprise Risk Management.
- Program including its objectives, key governance and oversight structures.
- Work closely with relevant senior Stakeholder's and their respective teams to support timely and coherent delivery of the independent validation of key commitments critical to the Firmwide Enterprise Risk Management Uplift Program.
- Review, support and facilitate updates and reviews with Internal Audit senior leadership, stakeholders and regulators, as required.
- Plan and develop audit work program and test plan to ensure audit fieldwork is risk-based focused.
- Perform the execution of audit testing and ensure documentation meets high quality standards.
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
- Prepare commercially effective audit conclusions, and present to IA senior management and business stakeholders.
Requirements:
- Team-oriented with a strong sense of ownership and accountability, candidates should have a proven track record of execution.
- Strong interpersonal and relationship management skills; both internal and external (candidates should have experience of interacting with Senior Internal Stakeholders).
- Experience with (RCSA) Risk and Control Self-Assessment and Validation, understanding of enterprise risk management framework.
- Knowledge of operational risk and financial risk (credit, market, liquidity).
- Solid analytical skills with a proven track record for working within teams and as an individual contributor.
- Strong knowledge of risk management and regulatory expectations preferably gained within the 2nd line of defence (experience working in risk management with another financial organization).
- Prior experience addressing issues such as risk management governance & reporting, risk appetite, financial controls.
- Experience with AML (Anti Money Laundering) a big plus
- Strong verbal and written communication skills.
- 4 year degree in finance, accounting, or quantitative discipline, graduate degree in a related subject a plus.
- Experience in a public accounting or internal audit role within the financial services industry or a related control function; Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus.
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