What are the responsibilities and job description for the Chief Compliance Officer position at VirtualVocations?
A company is looking for a Chief Compliance Officer to oversee and evolve its compliance function.Key ResponsibilitiesDesign, implement, and maintain a comprehensive compliance program aligned with regulatory requirementsLead relationships with regulatory agencies and oversee compliance for all regulated activitiesIdentify and mitigate emerging compliance risks and manage incident response for compliance-related eventsRequired Qualifications7-10 years of experience in compliance roles, preferably in fintech, banking, or investment advisory sectorsExpertise in U.S. payments and banking regulations, including the Bank Secrecy Act and state money transmission lawsKnowledge of compliance requirements for private securities offerings and broker-dealer activitiesUnderstanding of global data privacy laws and cybersecurity compliance frameworksStrong leadership skills with experience in guiding compliance teams
