What are the responsibilities and job description for the Communications Compliance Associate position at Webull Financial?
Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience.
About The Role & Team
Webull's Compliance team plays a critical role in ensuring the company operates within the bounds of applicable laws and regulations while maintaining the trust and confidence of our customers. As we continue to grow, we're excited to add a driven Senior Associate to lead our Communications Compliance team. Reporting directly to our Chief Compliance Officer, you'll oversee the approval of communications, including marketing materials, ensuring compliance with regulatory requirements, and helping to enhance our communications compliance program. You'll also collaborate closely with our global marketing team, making sure we stay compliant across all regions while keeping things efficient and engaging!
In This Role, You Will
- Thoroughly review all marketing materials, advertisements, and public communications to ensure compliance with FINRA, SEC, and other regulatory standards.
- Ensure that all public communications align with both firm and regulatory content standards.
- Partner with marketing to employ cutting-edge strategies while maintaining compliance with rules and regulations.
- Contribute to idea and strategy generation.
- Develop, implement, and maintain policies and procedures related to communications compliance in accordance with FINRA, SEC, and other regulatory guidelines.
- Provide guidance to business units on regulatory requirements and internal policies regarding communications.
- Assist in preparing for regulatory exams, audits, and inquiries related to communication compliance.
- Stay updated on industry developments and regulatory changes to ensure ongoing compliance.
- Conduct training sessions for employees on communications policies and best practices.
- Collaborate with cross-functional teams to enhance compliance controls and surveillance systems.
The Skills You Bring
What Makes You Stand Out
Why Webull?
At Webull, we're more than just a company – we're a global community of innovators, problem solvers, and trailblazers. Headquartered in St Petersburg, FL, Webull operates across15 regions worldwide, serving over 20 million registered users. Our team is filled with passionate individuals who inspire one another, work hard, and thrive on tackling challenges together. Here, your ideas matter, your voice is heard, and your contributions have a real impact.
We believe that taking care of our people is the key to success. That's why we offer an exciting suite of benefits designed to support you and your loved ones :
At Webull, we are committed to fair, equitable, and transparent compensation. The base salary range for this position is $75,000-$85,000 per year yearly discretionary bonus benefits. The final offer will depend on several factors, including the successful candidate's skills, depth of work experience, location, and relevant licenses / qualifications. Each offer is determined based on individual strengths and relevant business considerations.
This role is based in our Global HQ in St Petersburg, FL at 200 Carillon Pkwy, St Petersburg, FL 33716. We're proud of the dynamic culture we've created across our offices, where ideas flow freely, mentorship happens organically, and opportunities for growth and learning are always within reach. By working in-office, we ensure every team member can fully immerse themselves in our mission, grow alongside colleagues, and make an immediate, tangible impact!
EEOC Statement
Webull is proud to promote diversity and provide equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone.
PI260732335
Salary : $75,000 - $85,000
