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Financial Advisor

Wells Fargo Advisors
Hauppauge, NY Full Time
POSTED ON 2/27/2025
AVAILABLE BEFORE 3/24/2025

Financial Advisor - Wells Fargo - Hauppauge, NY


Retirement Plan Consulting Group (RPCG), an independent practice serving the management needs of retirement plans and high net-worth investors is offering an exciting opportunity for a Financial Advisor offering personal and professional growth and collaborative work with a team of retirement plan focused investment advisors.


The qualified person must have a minimum of 3 years experience working as an investment advisor, current book of business preferred, a bachelor’s degree or higher, is highly ethical, articulate, personable, well organized, and comfortable speaking to groups.


Duties & Responsibilities:

  • Evaluate clients’ financial needs, current holdings, and available investment capital and help them identify their investment objectives.
  • Answer inbound calls and provide plan information to existing Plan participants.
  • Provide Retirement Plan participants with information on their investment allocation and make suitable recommendations.
  • Seek business through existing Plan participants and company prospects.
  • Contact eligible plan participants and existing participants by conducting education meetings in person and via zoom meetings.
  • Assist participants with IRA rollovers; Open accounts and work with recordkeeper to assist participants with transfers while maintaining appropriate account records.
  • Review client portfolios and make recommendations based on clients’ needs and objectives as well as changes in economic and financial conditions.


Skills & Specifications:

  • Prepare and deliver clear, effective and professional presentations.
  • Continuously learn investment products, industry rules and regulations and investment planning tools.
  • Use appropriate interpersonal styles and communicates effectively both orally and in writing, with all organizational levels.
  • Identify the needs of customers through effective questioning and listening techniques.
  • Provide a high level of customer service.
  • Keep all appropriate parties up to date on decisions, changes, and other relevant information.


Job Type: Full-time


Investment products and services are offered through Wells Fargo Advisors Financial Network (WFAFN), Member SIPC. Retirement Plan Consulting Group is a separate entity from WFAFN.

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