What are the responsibilities and job description for the Senior Compliance Specialist position at WELLS FARGO BANK?
About this role :
Wells Fargo is seeking a Senior Compliance Specialist to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. Learn more about the career areas and lines of business at wellsfargojobs.com .
This position will serve to coordinate, build, and execute strategies and initiatives to streamline and improve regulation change identification and alerting. The Sr Compliance Specialist will report to the leader of the Horizon Scanning product area and engage with key stakeholders to identify new processes, process changes, or projects needed to improve effectiveness and drive efficiencies of risk management practices. This role will be responsible for the target operating state identified for enhancement.
In this role, you will :
- Collaborate with global stakeholder group to document current operational state and areas of opportunity
- Acquire deep subject matter expertise of Horizon Scanning product area to become a respected partner and change agent for the coverage area
- Identify and recommend opportunities for process improvement and efficiency gain
- Provide oversight, governance, and in certain cases, project support for the implementation of process improvements and efficiency initiatives
- Establish and interpret analytics and metrics to guide efficiency opportunity identification and monitoring of target operating state
- Lead customer success activities supporting the Horizon Scanning product area including but not limited to office hours, intake management, education, documentation
- Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals
- Provide support to Horizon Scanning stakeholders on developing corrective action plans and effectively managing regulatory change
- Report findings and make recommendations to management
- Interpret policies, procedures, and compliance requirements
Required Qualifications :
Desired Qualifications :
Job Expectations : Locations :
Pay Range
Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.
84,000.00 - $149,400.00
Benefits
Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.
Posting End Date : 1 Mar 2025
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US : All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements :
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
Salary : $84,000 - $149,400
