Demo

Institutional Investment Operations Associate - Corporate and Investment Banking Operations

Wells Fargo
New York, NY Full Time
POSTED ON 1/30/2024 CLOSED ON 3/28/2024

What are the responsibilities and job description for the Institutional Investment Operations Associate - Corporate and Investment Banking Operations position at Wells Fargo?

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wells Fargo is seeking talent to join their Corporate and Investment Banking Operations team. Corporate & Investment Banking ("CIB") delivers a comprehensive suite of capital markets, banking, and financial products and services. As a trusted partner to our clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. Learn more about the career areas and business divisions at wellsfargojobs.com.

The following job profile is intended to provide a general sense of what the Institutional Investment Operations Associates do; however, the day-to-day duties and responsibilities will differ from group to group depending on several variables, including (but not limited to) years of experience and/or business you are supporting....etc.

Placement groups could include:
  • Foreign Exchange
  • Shared Services
  • Broker Dealer
  • Prime Services
  • Middle Office/Derivatives
  • Product and Strategic Delivery
  • Process Review and Enhancement
In this role, you will:
  • Provide operational and customer support for lifecycle tasks for institutional trades
  • Assist in gathering data to support resolution of issues
  • Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies and procedures
  • Assist in client account onboarding, input and monitoring of cash payments, customer service, project support, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issue
  • Review and analyze functional operational tasks that require research, evaluation, and exercise independent judgment to guide the deliverable
  • Present recommendations for resolving complex situations and exercise independent judgement while developing expertise on functions, projects, internal and industry related initiatives
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Required Qualifications:
  • 6 months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • Strong knowledge and understanding of loan, securities, and derivative products
  • Proficient Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Effective organizational, multi tasking, and prioritizing skills
  • Ability to work in a fast-paced deadline driven environment
  • Knowledge and understanding of operational risk management in the financial services industry
  • Knowledge and understanding of Anti Money Laundering (AML) and Bank Secrecy Act (BSA)
  • Ability to identify risk exposures and propose solutions
  • Experience collecting, recording, analyzing and processing information or data
  • Experience identifying internal and external data sources from multiple sources across the business
  • Ability to work effectively, as well as independently, in a team environment
Posting Location(s):
Candidates must be able to sit in one of the below listed hub locations. Preferred location options and availability subject to business need.
  • 550 S. Tryon St. Charlotte, NC 28202
  • 1525 W WT Harris Blvd. Charlotte, NC 28262
  • 500 W 33rd St. New York, NY 10001
Pay Ranges:
  • Charlotte: $55,300 - $98,300 base/annual
  • New York: $66,400 - $118,000 base/annual
Posting Statements:
  • Job posting may come down early due to volume of applicants
  • Relocation assistance is not available for this position
  • Preferred locations listed above
  • Wells Fargo only considers candidates who are presently authorized to work for any employer in the United States and who do not require work visa sponsorship from Wells Fargo now or in the future in order to retain their authorization to work in the United States
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Pay Range
$23.13 - $49.38
Benefits

Wells Fargo provides all eligible full- and part-time employees with a comprehensive set of benefits designed to protect their physical and financial health and to help them make the most of their financial future. Visit Benefits - Wells Fargo Careers for an overview of the following benefit plans and programs offered to employees.
  • 401(k) Plan
  • Paid Time Off
  • Parental Leave
  • Critical Caregiving Leave
  • Discounts and Savings
  • Health Benefits
  • Commuter Benefits
  • Tuition Reimbursement
  • Scholarships for dependent children
  • Adoption Reimbursement
Posting End Date:
11 Feb 2024
  • Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Head of GBO Financing Operations (FinOps)
Natixis Corporate & Investment Banking -
New York, NY
GM Post-trade IT Business Analyst - Equity Solutions - Operations
Natixis Corporate & Investment Banking -
New York, NY
Natixis Corporate & Investment Banking | Pre-Trade IT Business Analyst
Natixis Corporate & Investment Banking -
New York, NY

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

Sign up to receive alerts about other jobs with skills like those required for the Institutional Investment Operations Associate - Corporate and Investment Banking Operations.

Click the checkbox next to the jobs that you are interested in.

  • Customer Service Skill

    • Income Estimation: $52,285 - $191,119
    • Income Estimation: $54,754 - $117,605
  • Order Processing Skill

    • Income Estimation: $52,285 - $191,119
    • Income Estimation: $64,107 - $90,901
This job has expired.
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at Wells Fargo

Wells Fargo
Hired Organization Address Chandler, AZ Full Time
About this role : The Enterprise Technology Audit Group (ETAG) is looking to fill a Senior Auditor, Senior AVP who will ...
Wells Fargo
Hired Organization Address Charlotte, NC Full Time
Advise leadership to develop or influence objectives, plans, specifications, resources, and long-term goals for highly c...
Wells Fargo
Hired Organization Address New York, NY Full Time
Why Wells Fargo Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader – we...
Wells Fargo
Hired Organization Address Long Beach, CA Full Time
Onboard, manage, and grow account relationships with Small Business customers (defined as revenue of $1-10 MM) within as...

Not the job you're looking for? Here are some other Institutional Investment Operations Associate - Corporate and Investment Banking Operations jobs in the New York, NY area that may be a better fit.

Head of Global Banking Financing Operations

Natixis Corporate & Investment Banking, New York, NY

Head of Global Financing Operations

Natixis Corporate & Investment Banking, New York, NY

AI Assistant is available now!

Feel free to start your new journey!