What are the responsibilities and job description for the Data Analyst (Risk and Control) position at wellsfargo?
Title: Data Analyst (Risk and Control)
Location: New York, NY
Duration: 6 months
Work Engagement: W2
Benefits on offer for this contract position: Health Insurance, Life insurance, 401K and Voluntary Benefits
Summary:
In this contingent resource assignment, you may: Consult on complex initiatives with broad impact and large-scale planning for Business Execution. Review and analyze complex multi-faceted, larger scale, or longer-term Business Execution challenges that require in-depth evaluation of multiple factors including intangibles or unprecedented factors. Contribute to the resolution of complex and multi-faceted situations requiring solid understanding of the function, policies, procedures, and compliance requirements that meet deliverables. Strategically collaborate and consult with client personnel.
Responsibilities:
- Maintaining the Supervisory hierarchy and associated delegations.
- Determining Licensing & Registration requirements.
- Designing and implementing evidence-based control activities including defining of relevant business requirements.
- Performing analysis of required data components for control activities to automate where feasible.
- Executing control activities in BAU and partner with business counterparts to escalated identified exceptions.
- Communicating and training of employees for new and/or enhanced related controls.
- Lead or assist with development and BAU execution of License and Registration related controls including but not limited to continuing education, restricted duties, non-registered associated persons etc.
- Partner with 2LoD Compliance to execute Market Conduct & Supervision related policies, procedures, and associated governance routines.
- Generate ad-hoc reports and materials for senior leadership to communicate control outcomes and other key metrics, KRIs and KPIs.
Qualifications:
- Applicants must be authorized to work for ANY employer in the U.S. This position is not eligible for visa sponsorship.
- Experience working within Corporate & Investment Banking businesses, associated products and services, and relevant risks and controls of the business. (required)
- Experience with FINRA regulatory rules, including but not limited to: licensing requirements and Residential Supervisory Location (RSL)
- Experience in designing controls including articulating business requirements and doing data analysis
- Experience in execution of controls including documentation, governance, and metrics reporting
- Experience partnering with technology throughout the development lifecycle
- Process definition and documentation experience associated with controls and procedures
- Ability to articulate business strategy and operations, and translate organizational strategies into clear objectives and business action
- Ability to identify, assess and confidently raise risks and issues, escalate early, and independently engage in constructive credible challenge
- Ability to take initiative and work independently with minimal supervision in a structured environment
- Strong analytical skills with high attention to detail and accuracy
- Advanced Microsoft Office (Word, Excel, Outlook and PowerPoint) skills
- Strong partnering and collaboration skills
- Strong verbal, written, and interpersonal communication skills
